Job Description:
Reports to the Compliance Officer and assisted by the compliance team.
The main duties and responsibilities will include:
Reports to the Compliance Officer and assisted by the compliance team.
The main duties and responsibilities will include:
- Assisting the Compliance Officer with day-to-day compliance duties
- Drafting AML, Compliance and other reports
- Handling Independent Compliance Audits
- Handling / assisting with FSC inspections
- Preparation / review of CDD checklists
- Collating and reviewing KYC documents of prospective clients
- Conducting / reviewing risk-rating of existing and prospective clients
- Screening existing and prospective clients / companies
- Ensuring that all records are properly kept
- Ensuring completion of transaction monitoring for all clients
- Conducting file reviews
- Reviewing expiry of KYC documents of existing clients and issuing request letters
- Completion of FSC/AML surveys
- Other ad hoc duties
- Degree Holder (minimum 2:1 in Management / Law / Finance)
- AML/CFT professional certification
- At least 5 years of relevant experience
